The Stochastic Gap: A Markovian Framework for Pre-Deployment Reliability and Oversight-Cost Auditing in Agentic Artificial Intelligence
AI 摘要
论文提出马尔可夫框架,用于评估智能体AI的可靠性和监管成本,并应用于企业采购流程。
主要贡献
- 提出基于马尔可夫框架的智能体可靠性评估方法
- 定义了状态盲点质量和状态-动作盲质量等关键指标
- 通过实际企业流程数据验证了框架的有效性
方法论
构建基于马尔可夫链的数学模型,利用企业事件日志数据,模拟智能体行为,计算关键指标并评估可靠性和监管成本。
原文摘要
Agentic artificial intelligence (AI) in organizations is a sequential decision problem constrained by reliability and oversight cost. When deterministic workflows are replaced by stochastic policies over actions and tool calls, the key question is not whether a next step appears plausible, but whether the resulting trajectory remains statistically supported, locally unambiguous, and economically governable. We develop a measure-theoretic Markov framework for this setting. The core quantities are state blind-spot mass B_n(tau), state-action blind mass B^SA_{pi,n}(tau), an entropy-based human-in-the-loop escalation gate, and an expected oversight-cost identity over the workflow visitation measure. We instantiate the framework on the Business Process Intelligence Challenge 2019 purchase-to-pay log (251,734 cases, 1,595,923 events, 42 distinct workflow actions) and construct a log-driven simulated agent from a chronological 80/20 split of the same process. The main empirical finding is that a large workflow can appear well supported at the state level while retaining substantial blind mass over next-step decisions: refining the operational state to include case context, economic magnitude, and actor class expands the state space from 42 to 668 and raises state-action blind mass from 0.0165 at tau=50 to 0.1253 at tau=1000. On the held-out split, m(s) = max_a pi-hat(a|s) tracks realized autonomous step accuracy within 3.4 percentage points on average. The same quantities that delimit statistically credible autonomy also determine expected oversight burden. The framework is demonstrated on a large-scale enterprise procurement workflow and is designed for direct application to engineering processes for which operational event logs are available.